তিন কোম্পানিকে জরিমানা করলো SEC

AvPiYwewa j•Nb I ms‡e`bkxj Z_¨ mieiv‡ni `v‡q|| 3 †Kv¤úvwb‡K Rwigvbv K‡i‡Q GmBwm

†kqvi weR&& wi‡cvU© : cyuwRevRv‡i ZvwjKvfz³ 3 †Kv¤úvwb‡K 36 jvL UvKv Rwigvbv K‡i‡Q wmwKDwiwUR A¨vÛ G·‡PÄ Kwgkb (GmBwm)| †Kv¤úvwb 3wU n‡jvÑ Avj-Avivdvn Bmjvgx e¨vsK, cvBIwbqvi BÝy¨‡iÝ I BmjvwgK dvBb¨vÝ A¨vÛ Bb‡f÷‡g›U wjwg‡UW| AvPviYwewa j•Nb, AvMvg g~j¨ ms‡e`bkxj Z_¨ mieivn I mgqg‡Zv †kqvi‡nvìvi‡`i ivBU †kqv‡ii KvMR bv †cuŠQv‡bvi `v‡q Zv‡`i G Rwigvbv Kiv nq| MZKvj XvKv ÷K G·‡P‡Äi (wWGmB) I‡qemvB‡U G msµvšZ¥ Z_¨ †`qv n‡q‡Q|

Rvbv †M‡Q, ÷K †eªvKvi wbeÜb mb` wØZxq Zdwmwji AvPiYwewa 1 I 2 j•Nbmn wewa 7 K…wÎg evRvi m„wó Kivi Awf‡hv‡M Avj-Avivdvn Bmjvgx e¨vsK wjwg‡UW‡K 25 jvL UvKv Rwigvbv K‡i GmBwm| †† c„ôv 2 Kjvg 1

Gw`‡K A‰bwZKfv‡e g~j¨ ms‡e`bkxj Z_¨ mieivn Kivq cvBIwbqvi BÝy¨‡iÝ †Kv¤úvwb wjwg‡UW‡K 1 jvL UvKv Rwigvbv Kiv n‡q‡Q| GQvov mgqg‡Zv †kqvi‡nvìvi‡`i ivBU †kqv‡ii KvMR bv †cuŠQv‡bvi `v‡q dvBb¨vÝ A¨vÛ Bb‡f÷‡g›U wjwg‡UW‡K 10 jvL UvKv Rwigvbv K‡i‡Q GmBwm|

wmwKDwiwUR I G·‡PÄ Kwgkb (÷K wWjvi, ÷K †eªvKvi I Aby‡gvw`Z cÖwZwbwa) wewagvjv, 2000-Gi AvPiYwewai 1, 2 I 7 ejv Av‡QÑ

1| mZZv, `ÿZv BZ¨vw`| cÖ‡Z¨K ÷K wWjvi, ÷K †eªvKvi I Aby‡gvw`Z cÖwZwbwa‡K Zvi e¨emv I GZ`msµvšZ¥ Kvh©vw` cwiPvjbvi †ÿ‡Î mybvg, `ÿZv, wek¦¯Z¥Zv I mZZv eRvq ivL‡Z n‡e|

2| g‡°‡ji cÖwZ KZ©e¨| (1) cÖ‡Z¨K ÷K wWjvi, ÷K †eªvKvi I Aby‡gvw`Z cÖwZwbwa Zvi g‡°‡ji m‡½ Kvq-Kviev‡ii mgq wek¦¯Z¥Zvi m‡½ Zv‡`i digv‡qk †gvZv‡eK g‡°‡ji Rb¨ m‡e©vËg evRvi `i wmwKDwiwU µq ev weµq Ki‡eb|

(2) wZwb g‡°‡ji cÖ`Ë mywbw`©ó Z_¨wfwËK digv‡qk Abymv‡i wmwKDwiwU µq-weµq Ges Gi Kvievi Ki‡eb Ges g‡°‡ji digv‡qk †gvZv‡eK µq-weµq Ki‡Z cvi‡eb wK bv Zv h_vmg‡q wjwLZfv‡e Zv AewnZ Ki‡eb Ges †Kv‡bv wmwKDwiwU weµq K‡i _vK‡j weµqjä A_© g‡°j‡K h_vmg‡q cwi‡kva Ki‡eb Ges µq K‡i _vK‡j µqK…Z wmwKDwiwU Ges mswkøó Pzw³cÎ GUv m¤úv`‡bi ci h_vmg‡q g‡°j‡K mieivn Ki‡eb|

(3) cÖ‡Z¨K ÷K wWjvi, ÷K †eªvKvi ev Aby‡gvw`Z cÖwZwbwa Zvi g‡°‡ji m‡½ †jb‡`‡bi e¨vcv‡i g‡°j‡K me©cÖKvi cÖ‡qvRbxq mn‡hvwMZv cÖ`vb Ki‡eb Ges wZwb ÁvZmv‡i ev B”QvK…Zfv‡e Zvi g‡°j‡K Ggb †Kv‡bv `wjj mieivn Ki‡eb bv hv Kzmieivn (Bad delivery) iƒ‡c cwiMwYZ nq Ges †Kv‡bv †ÿ‡Î Giƒc `wjj mieivn Kiv n‡j h_vwkMwMi cÖ‡qvRbxq cÖwZKvi MÖnY Ki‡eb|

(4) cÖ‡Z¨K ÷K wWjvi, ÷K †eªvKvi I Aby‡gvw`Z cÖwZwbwa wba©vwiZ di‡g cÖwZwU wmwKDwiwU w¯ŒÞIqvwi (Scrip-wise) µq ev weµ‡qi Pzw³cÎ g‡°j‡K mieivn Ki‡eb Ges me †jb‡`b msµvšZ¥ e¨vcv‡i cwi‡kvaY‡hvM¨ wej Ges cÖvwß I Zvnvi `vjvwj c„_Kfv‡e †`LvBqv Zvi g‡°j‡K mieivn Ki‡eb|

(5) †Kv‡bv ÷K wWjvi, ÷K †eªvKvi ev Aby‡gvw`Z cÖwZwbwa Ab¨ †Kv‡bv e¨w³i Kv‡Q Zvi g‡°‡ji †Kv‡bv Z_¨ cÖKvk Ki‡eb bv ev g‡°‡ji m‡½ e¨emvwqK m¤úK© M‡o IVvi myev‡` ÁvZ Zvi e¨w³MZ wewb‡qvM msµvšZ¥ Z_¨vewji Ace¨envi Ki‡eb bv; Z‡e cÖ‡qvRb †ev‡a g‡°‡ji †jb‡`b msµvšZ¥ Z_¨vw` mg‡q mg‡q wbqš¿YKvix KZ…©cÿ‡K mieivn Ki‡Z eva¨ _vK‡eb|

(6) †Kv‡bv ÷K wWjvi, ÷K †eªvKvi ev Aby‡gvw`Z cÖwZwbwa †Kv‡bv wmwKDwiwU †jb‡`‡bi Rb¨ MÖnY Kivi c~‡e© hvPvB c~e©K GUvi wb‡f©RvjZv m¤ú‡K© wbwðZ n‡eb Ges †Kv‡bv Ae¯’v‡ZB µwUc~Y© (hvnvi g‡a¨ †Kv‡bv cÖKvi Rvj, Ryqv, weZwK©Z, nviv‡bv, AKvh©Ki ev µwUc~Y© wmwKDwiwU AšZ¥f©y©³) wmwKDwiwUi †jb‡`b Ki‡eb bv ev Ki‡Z Kv‡KI DrmvwnZ ev cÖ‡ivwPZ Ki‡eb bv ev mnvqZv Ki‡eb bv|

7| K…wÎg evRvi m„wó wbwl×|- †Kv‡bv ÷K wWjvi, ÷K †eªvKvi ev Aby‡gvw`Z cÖwZwbwa GKKfv‡e A_ev Ab¨‡`i m‡½ mw¤§wjZfv‡e †Kv‡bv K…wÎg evRvi m„wó Ki‡Z cvi‡eb bv, hv mvaviY wewb‡qvMKvix‡`i Rb¨ ÿwZKi n‡e A_ev evRv‡ii myôz I Aeva Kvh©KvwiZv evavMÖ¯Z¥ Ki‡e|